Compliance Documentation

Important Notice

You are now leaving the Marquette Asset Management website and will be entering the Charles Schwab & Co., Inc. ("Schwab") website.

Schwab is a registered broker-dealer, and is not affiliated with Marquette Asset Management or any advisor(s) whose name(s) appear(s) on this website. Marquette Asset Management is independently owned and operated. Schwab neither endorses nor recommends Marquette Asset Management, unless you have been referred to us through the Schwab Advisor Network.® Regardless of any referral or recommendation, Schwab does not endorse or recommend the investment strategy of any advisor.

Schwab has agreements with Marquette Asset Management under which Schwab provides Marquette Asset Management with services related to your account. Schwab does not review the Marquette Asset Management website, and makes no representation regarding information contained in the Marquette Asset Management website, which should not be considered to be either a recommendation by Schwab or a solicitation of any offer to purchase or sell any securities.


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